Hot

Compliance AML Manual | Service Provider under WWFT | Netherlands

2,999.00

This document is a cornerstone of the compliance function in your company, which describes in detail the processes, methods and policies required for ensuring sound operational management.

Clear
Product price
Additional options total:
Order total:

Description

Package

  • Latest version of the Manual
  • 1 hour work of the compliance specialist to adjust this Manual to your company’s specifics
  • Lifetime free updates

Content

  • General Background
  • Customer Due Diligence
  • Disclosure of Unusual Transactions
  • Transaction Monitoring Procedure
  • Annexes

Applicable to

  • Various service providers not qualifying as Trust Offices under the Dutch law.

Countries:

  • The Netherlands

Approved by

  • ISO Certification Agency (x6)
  • Independent auditors (x18)

Comments

This document is a cornerstone of the compliance function in your company, which describes in detail the processes, methods and policies required for ensuring sound operational management. It is important to keep this manual always updated and relevant for the current legislation, since outdated procedures may constitute a violation of the law. Additionally, regulators might request this policy for examination to determine the depth of your understanding of AML laws and regulations, and the adequacy of the established procedures. Thus, using a template of this document made with the combined efforts of professionals in law, corporate governance and compliance would help you not to miss any important topics in your manual.

This manual is prepared according to the requirements set in the current Dutch anti-money laundering and counter-terrorist financing law (Wwft).

Pages

> 100 (A4)

Last update

04.2020

Additional information

Language

Dutch, English